Edward R. Moran
Professional summary
Edward Robert Moran, who also goes by Edward R Moran, Edward Moran, Ned Moran, is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2016. Edward has worked at 2 firms and has passed the Series 66, Series 3, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Robert Moran's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2019 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104April 5, 2017 - March 29, 2019
EQUITABLE ADVISORS, LLC
October 25, 2016 - March 29, 2019
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 6/1/2019
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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