KN
Kevin J. Nice
CETERA INVESTMENT ADVISERS LLC
GOSHEN, IN 46528
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CRD#: 6686425
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Professional summary
Kevin James Nice, CFP®, who also goes by Kevin Nice, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Goshen, Indiana and CETERA WEALTH SERVICES, LLC located in Goshen, Indiana.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Nice
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) EVERENCE; Investment Related; 1301 College Avenue, Goshen, IN 46526; Financial and Insurance Services; Financial Planner; Start Date 07/2016; 5 hours per month with 1 of those hours per month occurring during trading hours; As an employee of Everence, I provide investment and financial planning services through Everence Trust Company, a federally chartered savings bank, insurance (med-supp, fixed annuities, life insurance, long-term care insurance) and charitable planning services through Everence Foundation. Products and services offered through Everence Trust Company and other Everence entities are independent of and are not guaranteed or endorsed by Concourse Financial Group or its affiliates. >> EVERENCE FOUNDATION; Non-Investment Related; 1110 Main Street, Goshen IN 46528; Charitable Giving; Financial Planner; Start Date 07/2016; 8 hours per month with all 8 hours occurring during trading hours; I meet with clients, gather information and give then them the opportunity to be charitable through the Mennonite Foundation. >> AMIGO CENTRE; Non-Investment Related; Sturgis, MI 49091; Other; Board Member; Start Date 11/2022; 3 hours per month with no hours per month occurring during trading hours; Among other duties, working with the Executive Director to provide spiritual leadership, planning short and long term goals, and establishing policy decisions for the ministry. >> PLEASANT VIEW CHURCH LEADERSHIP BOARD; Non-Investment Related; Goshen, IN; Church; Moderator; Start Date 09/2023; 3 hours per month with no hours per month occurring during trading hours; I work with the board to provide spiritual leadership, plan short and long-term goals, establish policy decisions for the ministry, and assist in leading meetings for the board and the church as well.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin James Nice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1110 North Main Street, Goshen, IN 46528RIA
CRD#: 105644
GOSHEN, IN
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1110 North Main Street, Goshen, IN 46528Office #2: 1301 College Avenue, Goshen, IN 46526BD
CRD#: 13572
Goshen, IN
Past
February 22, 2017 - September 30, 2019
EVERENCE TRUST COMPANY
RIA
CRD#: 113179
Goshen, IN
Past
February 10, 2017 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Goshen, IN
Past
December 12, 2016 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Goshen, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
IAR
Indiana(2/20/2025)
RR
Kansas(2/20/2025)
RR
Michigan(2/20/2025)
RR
Ohio(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Virginia(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Goshen, IN 46528TRUST BUT VERIFY
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