JA
Jacob A. Arroyo
CETERA INVESTMENT ADVISERS LLC
Reno, NV
Some features on this profile are disabled
CRD#: 6685975
JA
Professional summary
Jacob Arthur Arroyo, who also goes by Jacob Arthur Arroyo, Jacob Arroyo, Jake Arroyo, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Reno, Nevada and CETERA WEALTH SERVICES, LLC located in Reno, Nevada.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jacob has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Arthur Arroyo | Jacob Arroyo | Jake Arroyo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2016; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: GREATER NEVADA CREDIT UNION DBA GREATER NEVADA FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PROFESSIONAL - NOT EMPLOYED BY THE INSTITUTION; 3. NAME OF OTHER BUSINESS: GREATER NEVADA FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: BROKERAGE AND ADVISORY SERVICES, RETIREMENT AND WEALTH PLANNING WHEN NEEDED; 4. NAME OF OTHER BUSINESS: NEVADA CENTER FOR ENTREPRENEURSHIP & TECHNOLOGY, INVESTMENT RELATED: NO, ADDRESS: 450 SINCLAIR ST, RENO, NV 89501, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 8, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: OVERSEEING AND COORDINATING THE DAY TO DAY ACTIVITIES OF THE BOARD. STRATEGIZING TO PROMOTE GROWTH OF THE ORGANIZATION AND HOLDING MEETINGS WITH PARTNERS, SPONSORS, AND MEMBERS.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Arthur Arroyo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Reno, NV
Current
April 14, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6745 Sierra Center Parkway, Reno, NV 89511BD
CRD#: 13572
Reno, NV
Past
July 2, 2021 - April 15, 2025
EDWARD JONES
RIA
CRD#: 250
RENO, NV
Past
July 2, 2021 - April 15, 2025
EDWARD JONES
BD
CRD#: 250
RENO, NV
Past
November 17, 2016 - July 6, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RENO, NV
Past
September 8, 2016 - July 6, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RENO, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/14/2025)
RR
Florida(4/14/2025)
RR
Idaho(4/14/2025)
RR
Illinois(4/14/2025)
RR
Nevada(4/14/2025)
IAR
Nevada(4/14/2025)
RR
North Carolina(4/14/2025)
RR
Oregon(4/14/2025)
RR
Texas(4/14/2025)
IAR
Texas(4/14/2025)
RR
Virginia(4/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
