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ZF

Zachary J. Falbo

MOUNT VERNON FINANCIAL
MOUNT VERNON, OH 43050
Some features on this profile are disabled
CRD#: 6685844
ZF

Professional summary

Zachary J Falbo, who also goes by Zach Falbo, Zachary James Falbo, is a registered financial advisor currently at MOUNT VERNON FINANCIAL located in Mount Vernon, Ohio.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Zachary has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Zach Falbo | Zachary James Falbo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary J Falbo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2026 - Present

MOUNT VERNON FINANCIAL

Office #1: 20 West Ohio Avenue, Mount Vernon, OH 43050
RIA
CRD#: 340783
MOUNT VERNON, OH
Past

September 5, 2023 - April 7, 2026

MORGAN STANLEY

RIA
CRD#: 149777
Alpharetta, GA
Past

March 29, 2023 - April 7, 2026

MORGAN STANLEY

BD
CRD#: 149777
Alpharetta, GA
Past

July 14, 2021 - September 5, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
Alpharetta, GA
Past

July 13, 2021 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

February 28, 2018 - January 11, 2021

TD AMERITRADE, INC.

RIA
CRD#: 7870
PENSACOLA, FL
Past

February 26, 2018 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
PENSACOLA, FL
Past

February 26, 2018 - January 11, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
PENSACOLA, FL
Past

March 30, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
Pensacola, FL
Past

November 7, 2016 - February 26, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
PENSACOLA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(4/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/22/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/2016
General Securities Representative Examination

Current Firm

MV
MOUNT VERNON FINANCIAL
MOUNT VERNON FINANCIAL | MOUNT VERNON FINANCIAL LLC

CRD#: 340783 / SEC#:

Ohio
Registered Investment Advisory firm - (4/8/2026 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
20 West Ohio Avenue, Mount Vernon, OH 43050
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOUNT VERNON FINANCIAL

CRD#: 340783Mount Vernon, OH 43050

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