Gale Rose Reynoso Bergado | Financial Professional | San Jose, California

Professional summary

Gale Rose Reynoso Bergado, who also goes by Gale Rose Parales Reynoso, is a registered financial advisor currently at COOPER MCMANUS located in San Jose, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in San Jose, California.

Gale Rose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Gale Rose has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gale Rose Parales Reynoso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.ONEILL & BERGADO INC, 6830 Via Del Oro Suite 220, San Joe CA 95119, United States, 10/01/2011, tax and accounting services, Employee, NIR, 160 HR/MO - 100HR/MO TRADING 2.GALE BERGADO, 6830 Via Del Oro, Suite 220, San Jose CA 95119, United States, 05/25/2021, asset management and financial planning, 1099 Contractor, NIR, 5 HR/MO - 5 HR/MO TRADING 3.COOPER MCMANUS, 6830 Via Del Oro, Suite 220, San Jose CA 95119, United States, 06/01/2022, financial advising, financial advising, NIR, 7 HR/MO - 7 HR/MO TRADING 4.GALE BERGADO, 6830 Via Del Oro, Suite 220, San Jose CA 95119, United States, 07/01/2017, life insurance, 1099 Contractor, NIR, 3 HR/MO - 3 HR/MO TRADING 5. SNAP ADVISORY INC, 6830 VIA DEL ORO STE 220, SAN JOSE CA 95119, 12/2023, CPA, NIR, 120 HR/MO - 12 HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gale Rose Reynoso Bergado's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2022 - Present

COOPER MCMANUS

Office #1: 101 Metro Dr. Suite 650, San Jose, CA 95110

RIA

CRD#: 111458

San Jose, CA

Current

May 18, 2022 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 101 Metro Dr. #650, San Jose, CA 95110

BD

CRD#: 39543

San Jose, CA

Past

April 29, 2021 - June 22, 2022

EVERGREEN WEALTH ADVISORY GROUP, LLC

RIA

CRD#: 140253

SAN JOSE, CA

Past

April 27, 2021 - May 17, 2022

SECURITIES AMERICA, INC.

BD

CRD#: 10205

SAN JOSE, CA

Past

October 25, 2019 - April 30, 2021

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

SAN JOSE, CA

Past

October 25, 2019 - April 30, 2021

AVANTAX INVESTMENT SERVICES, INC.

BD

CRD#: 13686

San Jose, CA

Past

January 30, 2017 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

San Jose, CA

Past

January 30, 2017 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

BD

CRD#: 30349

San Jose, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CM

COOPER MCMANUS

CRD#: 111458 / SEC#: 801-61944

RIA

Registered Investment Advisory firm - (4/7/2003 Approved)

California

Registered Investment Advisory firm - (4/9/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arizona
(5/23/2022)

IAR

California
(5/16/2022)

RR

California
(5/18/2022)

RR

Florida
(5/18/2022)

RR

Mississippi
(4/23/2024)

IAR

Texas
(6/6/2024)

RR

Texas
(6/9/2024)

RR

Utah
(7/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 12/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 1/30/2017

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

CM

COOPER MCMANUS

CRD#: 111458 / SEC#: 801-61944

RIA

Registered Investment Advisory firm - (4/7/2003 Approved)

California

Registered Investment Advisory firm - (4/9/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9870 Research Drive, Irvine, CA 92618

Mailing Address

Phone number

(800) 516-5333

Established

Firm type

Fiscal year end

# of Employees

52

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COOPER MCMANUS ADV PART 2A (5/20/2025)

COOPER MCMANUS ADV PART 2A APPENDIX 1 (2/10/2025)

Regulatory assets under management

Total Number of Accounts	6,372
AUM (Assets Under Management)	$ 2,560,714,584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gale Rose R. Bergado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gale Rose Reynoso Bergado's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

EVERGREEN WEALTH ADVISORY GROUP, LLC

SECURITIES AMERICA, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

COOPER MCMANUS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2016

SIE

Date: 10/1/2018

Series 7

Date: 1/30/2017

FINRA

Current Firm

COOPER MCMANUS

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COOPER MCMANUS

TRUST BUT VERIFY

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