JH
Jeremy A. Hartle
CROAK CAPITAL
Toledo, OH 43604
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CRD#: 6683200
JH
Professional summary
Jeremy Alan Hartle is a registered financial advisor currently at CROAK CAPITAL located in Toledo, Ohio.
Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jeremy has worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Parkinsons Foundation of Northwest Ohio/ 7.6.2016/ Board member/ Non Investment Related/ 150 WS Boundary PMB 202 Perrysburg OH 43551/ Meet up for Fundraising and to dole out proceeds from Fundraising/ 10/ Approved with Restrictions 2) Jed's Bancroft, Non Investment Related; 2007 N Holland Sylvania Rd. Suite 106-107, Toledo OH 43615: Manager/Operator; paid $1,600 bi weekly, duties include, scheduling, ordering, managing of staff and customers.
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Alan Hartle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2021 - Present
CROAK CAPITAL
Office #1: 432 N Superior St., Toledo, OH 43604RIA
CRD#: 297666
Toledo, OH
Past
August 29, 2017 - December 7, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MAUMEE, OH
Past
July 13, 2016 - December 7, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
MAUMEE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CROAK CAPITAL
CROAK ASSET MANAGEMENT | CROAK CAPITAL | CROAK ASSET MANAGEMENT, LLC
CRD#: 297666 / SEC#: 801-126464
RIA
Registered Investment Advisory firm - (8/31/2022 Approved)Illinois
Registered Investment Advisory firm - (9/13/2022 Terminated)Indiana
Registered Investment Advisory firm - (9/13/2022 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2022 Terminated)Michigan
Registered Investment Advisory firm - (9/20/2022 Terminated)Ohio
Registered Investment Advisory firm - (9/13/2022 Terminated)Texas
Registered Investment Advisory firm - (9/13/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(12/7/2021)
Exams
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CROAK CAPITAL
CROAK ASSET MANAGEMENT | CROAK CAPITAL | CROAK ASSET MANAGEMENT, LLC
CRD#: 297666 / SEC#: 801-126464
RIA
Registered Investment Advisory firm - (8/31/2022 Approved)Illinois
Registered Investment Advisory firm - (9/13/2022 Terminated)Indiana
Registered Investment Advisory firm - (9/13/2022 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2022 Terminated)Michigan
Registered Investment Advisory firm - (9/20/2022 Terminated)Ohio
Registered Investment Advisory firm - (9/13/2022 Terminated)Texas
Registered Investment Advisory firm - (9/13/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
432 N Superior St., Toledo, OH 43604
Mailing Address
Phone number
(419) 464-7000
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,027 |
| AUM (Assets Under Management) | $ 300,230,116 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
