Lawrence Yoder

HALIEUS INVESTMENT ADVISORS

BROADWAY, VA 22815

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CRD#: 6682306

Professional summary

Lawrence Yoder is a registered financial advisor currently at HALIEUS INVESTMENT ADVISORS located in Broadway, Virginia.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lawrence has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Horizon Accountants, not investment-related, 113 Timber Way, Broadway, VA 22815, Accounting, Owner, start date - 09/2003, currently average 40 hours/month, 40 hours/month during trading hours. Primary duties are to manage the tax practice and oversee staff.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Yoder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2016 - Present

HALIEUS INVESTMENT ADVISORS

Office #1: 113 South Timber Way, Broadway, VA 22815

RIA

CRD#: 284482

BROADWAY, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2015

Uniform Investment Adviser Law Examination

Current Firm

HALIEUS INVESTMENT ADVISORS

HALIEUS INVESTMENT ADVISORS | HALIEUS INVESTMENT ADVISORS LLC

CRD#: 284482 / SEC#:

Virginia

Registered Investment Advisory firm - (8/11/2016 Approved)

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Contact information

Main Address

113 South Timber Way, Broadway, VA 22815

Mailing Address

Phone number

(540) 896-3330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 1,130,704

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence Yoder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Yoder's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALIEUS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2015

Current Firm

HALIEUS INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HALIEUS INVESTMENT ADVISORS

TRUST BUT VERIFY

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