Joseph R. Moore

PORTIA CAPITAL MANAGEMENT

Fort Worth, TX 76116

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CRD#: 6681029

Professional summary

Joseph Ryan Moore, who also goes by Joseph Moore, is a registered financial advisor currently at PORTIA CAPITAL MANAGEMENT located in Fort Worth, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Joseph has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Ryan Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2022 - Present

PORTIA CAPITAL MANAGEMENT

Office #1: 4127 Trails End Drive Suite 1911, Fort Worth, TX 76116

RIA

CRD#: 286662

Fort Worth, TX

Past

February 17, 2022 - August 11, 2022

PROTA FINANCIAL

RIA

CRD#: 283776

Dallas, TX

Past

March 20, 2018 - September 22, 2022

OPTIMUM INVESTMENT ADVISORS, LLC

RIA

CRD#: 105182

Dallas, TX

Past

November 14, 2017 - April 11, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

EDMOND, OK

Past

December 15, 2016 - April 11, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

EDMOND, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2016

General Securities Representative Examination

Current Firm

PORTIA CAPITAL MANAGEMENT

PORTIA CAPITAL MANAGEMENT | PORTIA CAPITAL MANAGEMENT, LLC

CRD#: 286662 / SEC#:

Louisiana

Registered Investment Advisory firm - (7/31/2017 Approved)

Texas

Registered Investment Advisory firm - (4/18/2017 Approved)

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Contact information

Main Address

4127 Trails End Drive Suite 1911, Fort Worth, TX 76116

Mailing Address

Phone number

(619) 481-0379

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 56,092,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph R. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Ryan Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTIA CAPITAL MANAGEMENT

PROTA FINANCIAL

OPTIMUM INVESTMENT ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2017

SIE

Date: 4/11/2018

Series 7

Date: 12/15/2016

Current Firm

PORTIA CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTIA CAPITAL MANAGEMENT

TRUST BUT VERIFY

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