Mei Lun Quach
Professional summary
Mei Lun Quach is a registered financial professional currently at TD SECURITIES (USA) LLC located in Stamford, Connecticut.
Mei Lun is registered as a RR (Registered Representative) and started their career in finance in 2016. Mei Lun has worked at 4 firms and has passed the Series 63, Series 86, Series 87, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mei Lun Quach's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 262 Harbor Blvd 2nd Floor, Stamford, CT 06902April 23, 2021 - April 9, 2024
COWEN AND COMPANY
April 19, 2018 - October 4, 2019
LAZARD FRERES & CO. LLC
August 31, 2016 - March 29, 2018
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2025)
(3/5/2024)
Exams
FINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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