JW
Jeffery D. Welch
CETERA INVESTMENT ADVISERS LLC
LITTLE ROCK, AR 72201
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CRD#: 6678370
JW
Professional summary
Jeffery Daniel Welch, who also goes by Jeff Welch, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Little Rock, Arkansas and CETERA WEALTH SERVICES, LLC located in Batesville, Arkansas.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jeffery has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Welch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WELCH, PLLC POSITION: OWNER NATURE: LAW PRACTICE INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2011 ADDRESS: , West Plains MO , United States DESCRIPTION: I own and act as the sole attorney providing estate and business planning services. 2) WELCH, COUCH & COMPANY, PA POSITION: Owner NATURE: CPA firm that the WM firm is associated with. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 12/01/2009; ADDRESS: 1386 Bill Virdon Blvd, West Plains MO 65775, United States DESCRIPTION: I am an owner and professional in the business.- Management of Staff- Firm vision/direction- Tax prep and review- Advisory services- Accounting services 3) WC WEALTH MANAGEMENT LLC POSITION: Sole member/Owner NATURE: This will be the entity that the wealth management services will be marketed through once all licensing is finalized. Will also be registered as a foreign LLC in Arkansas. Not currently active INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2016 ADDRESS: 1386 Bill Virdon Blvd., West Plains MO 65775, United States DESCRIPTION: I am the sole owner and initially will be the only financial advisor of the business. I will offer wealth management products and services through Avantax. 4) WEST PLAINS BANK & TRUST COMPANY POSITION: Board Advisory Director NATURE: West Plains Bank & Trust Company is a locally-owned community bank. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2025 ADDRESS: 1386 Bill Virdon Blvd, West Plains MO 65775, United States DESCRIPTION: Provide support to the organization as an advisory member of the board of directors. Participate in monthly meetings and review key information and provide feedback and guidance. My support will consist of board meeting attendance and reviewing the standard bank metrics and meeting reports that are provided.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery Daniel Welch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 200 W Capitol Ave, Suite 1700, Little Rock, AR 72201Office #2: 1386 Bill Virdon Blvd., West Plains, MO 65775Office #3: 410 Barnett Dr, Barnett Dr, AR 72501Office #4: 103 N. Main Street, Salem, AR 72576RIA
CRD#: 105644
LITTLE ROCK, AR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 410 Barnett Dr, Batesville, AR 72501Office #2: 1501 N. University Avenue Suite 268, Little Rock, AR 72202Office #3: 103 N Main St, Salem, AR 72576Office #4: 1386 Bill Virdon Blvd, West Plains, MO 65775BD
CRD#: 13572
Batesville, AR
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Barnett Dr, AR
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Batesville, AR
Past
September 27, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
West Plains, MO
Past
August 29, 2016 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
West Plains, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
IAR
Arkansas(9/5/2025)
RR
Missouri(9/5/2025)
IAR
Missouri(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Little Rock, AR 72201TRUST BUT VERIFY
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