Sergio Isla Gonzalez
Professional Summary
Sergio Isla Gonzalez, who also goes by Sergio Isla, is a registered financial advisor currently at CHAMPLAIN ADVISORS, LLC located in Christiansted Town, undefined. Sergio is registered as a RR (Registered Representative) and started their career in finance in 2020. Sergio has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sergio Isla Gonzalez, Sergio Isla
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
CHAMPLAIN ADVISORS, LLC
Contact Information
Main Address
No. 7 King Street Unit 3-5 3rd Floor, Christiansted Town, VI, 00820Mailing Address
P.o. Box 24290, Christiansted, VI 00824-0290Phone Number
(212) 686-7949Established
Delaware since 05/01/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/5/2020)
(4/21/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sergio Isla Gonzalez's CRS (Customer Relationship Summary).
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