AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KM

Kevin Maurice

VENTUM FINANCIAL (US)
Vancouver, V6B 0S6
Some features on this profile are disabled
CRD#: 6676816
KM

Professional summary

Kevin Maurice is a registered financial professional currently at VENTUM FINANCIAL (US) CORP. .

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2017. Kevin has worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Maurice's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2025 - Present

VENTUM FINANCIAL (US) CORP.

Office #1: Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
BD
CRD#: 127404
Vancouver,
Past

July 13, 2017 - January 20, 2025

VIII CAPITAL CORP.

BD
CRD#: 39759
MONTREAL, QUEBEC,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/26/2025)
RR
Connecticut
(2/26/2025)
RR
Illinois
(2/26/2025)
RR
Kentucky
(2/26/2025)
RR
Massachusetts
(2/26/2025)
RR
Nevada
(2/26/2025)
RR
New Jersey
(2/26/2025)
RR
New York
(2/26/2025)
RR
Ohio
(2/26/2025)
RR
Texas
(2/26/2025)
RR
Utah
(2/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/25/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 37
Date: 7/13/2017
Canada Module of the General Securities Registered Representative (With Options Questions)
SRO Registrations
RR
FINRA

Current Firm

VF
VENTUM FINANCIAL (US) CORP.
PACIFIC INTERNATIONAL SECURITIES (U.S.) INC. | VENTUM FINANCIAL (US) CORP. | PI FINANCIAL (US) CORP.

CRD#: 127404 / SEC#: , 8-65995

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Mailing Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Phone number
(604) 664-2900
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VENTUM FINANCIAL CORP.SHAREHOLDER
BUTTERWORTH, RICHARD ANTHONYCHIEF FINANCIAL OFFICER, DIRECTOR7983858
MURRAY, DAVID ANDREWVP, FINANCE AND DIRECTOR4671309
THOMAS, RICHARD WILLIAMCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER/DIRECTOR4671340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VENTUM FINANCIAL (US) CORP.

CRD#: 127404Vancouver, V6B 0S6

TRUST BUT VERIFY

Monitor Kevin Maurice

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Darin Leon Kight
Darin KightAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Tulsa, OK
Christian Jeremiah Ohl
Christian OhlAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Norfolk, NE
Natalie Weaver Stenehjem
Natalie StenehjemAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
San Diego, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics