Marlon Wesh

WESH FINANCIAL

Mansfield, MA 02048

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CRD#: 6676199

Professional summary

Marlon Wesh, who also goes by Marlon Theodore Wesh, is a registered financial advisor currently at WESH FINANCIAL located in Mansfield, Massachusetts.

Marlon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Marlon has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marlon Theodore Wesh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marlon Wesh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2019 - Present

WESH FINANCIAL

Office #1: 280 School Street L100, Mansfield, MA 02048

RIA

CRD#: 300417

Mansfield, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2018

Uniform Investment Adviser Law Examination

Current Firm

WESH FINANCIAL

HOFFMAN MEIER | WESH FINANCIAL LLC | WESH FINANCIAL

CRD#: 300417 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/23/2019 Approved)

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Contact information

Main Address

280 School Street L100, Mansfield, MA 02048

Mailing Address

Phone number

(215) 791-2580

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	179
AUM (Assets Under Management)	$ 2,504,755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marlon Wesh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marlon Wesh's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESH FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2018

Current Firm

WESH FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESH FINANCIAL

TRUST BUT VERIFY

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