Evan H. Epstein

SEVEN POST INVESTMENT OFFICE LP

San Francisco, CA 94104

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CRD#: 6676059

Professional summary

Evan Hanover Epstein, who also goes by Evan Epstein, is a registered financial advisor currently at SEVEN POST INVESTMENT OFFICE LP located in San Francisco, California.

Evan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Evan has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 50 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Evan Epstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Hanover Epstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2020 - Present

SEVEN POST INVESTMENT OFFICE LP

Office #1: 1 Montgomery Street Suite 3700 And Suite 3500, San Francisco, CA 94104

RIA

CRD#: 157435

San Francisco, CA

Past

December 19, 2017 - August 7, 2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEVEN POST INVESTMENT OFFICE LP

BATHURST WEALTH, LLC | SEVEN POST PRIVATE INVESTMENT OFFICE | SEVEN POST INVESTMENT OFFICE LP | SEVEN POST

CRD#: 157435 / SEC#: 801-72411

RIA

Registered Investment Advisory firm - (5/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 3/29/2018

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 52

Date: 12/19/2017

Municipal Securities Representative Examination

Current Firm

SEVEN POST INVESTMENT OFFICE LP

BATHURST WEALTH, LLC | SEVEN POST PRIVATE INVESTMENT OFFICE | SEVEN POST INVESTMENT OFFICE LP | SEVEN POST

CRD#: 157435 / SEC#: 801-72411

RIA

Registered Investment Advisory firm - (5/26/2011 Approved)

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Contact information

Main Address

One Montgomery Street Suite 3150, San Francisco, CA 94104-4505

Mailing Address

Phone number

(415) 341-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE MARCH 2024 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	231
AUM (Assets Under Management)	$ 8,361,452,376

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
09/26/2024	Cover Page	Report
06/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Evan H. Epstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Hanover Epstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

SEVEN POST INVESTMENT OFFICE LP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2019

Series 63

Date: 3/12/2018

SIE

Date: 10/1/2018

Series 50

Date: 3/29/2018

Series 52

Date: 12/19/2017

Current Firm

SEVEN POST INVESTMENT OFFICE LP

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEVEN POST INVESTMENT OFFICE LP

TRUST BUT VERIFY

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