Casey L. Wesson

GAINLINE FINANCIAL PARTNERS | Financial Consultant

Louisville, CO 80027

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CRD#: 6674781

Professional summary

Casey Lee Wesson, who also goes by Casey Lee Fleming, is a registered financial advisor currently at GAINLINE FINANCIAL PARTNERS, LLC located in Louisville, Colorado.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Casey has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

As your dedicated Financial Consultant, my passion and focus will be to ensure that you and your family have the support system and the confidence you need to work towards achieving your goals. I will help you understand where you are today and listen to where you want to be tomorrow, with the intent of creating a roadmap for achieving those goals. I truly love what I do and find immense happiness in forming strong relationships with my clients based on trust and integrity. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Casey Lee Fleming

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ENTITY NAME: SAASTR; INVESTMENT RELATED: NO; ADDRESS: SAN FRANSICO, CA; NATURE OF THE OTHER BUSINESS: HELPING WITH THEIR ANNUAL CONFERENCE IN OPERATIONS MANAGEMENT; POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGEMENT; START DATE: 1/1/2024; APPROXIMATE # OF HOURS A MONTH: 8 HOURS PER MONTH; APPROXIMATE # OF HOURS DURING SECURITIES HOURS: 8; BRIEFLY DESCRIBE YOUR DUTIES: PROBLEM SOLVING OPERATIONS ISSUES DURING EVENT, EVENT MANAGEMENT, TEMP STAFF MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Lee Wesson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

University of Colorado

BS of Business Administration - Finance

2016

Experience

Current

September 6, 2024 - Present

GAINLINE FINANCIAL PARTNERS, LLC

Office #1: 917 Front Street Suite 160, Louisville, CO 80027

RIA

CRD#: 326716

Louisville, CO

Past

July 13, 2018 - September 9, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

October 6, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BROOMFIELD, CO

Past

August 17, 2016 - September 9, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BROOMFIELD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GAINLINE FINANCIAL PARTNERS, LLC

CRD#: 326716 / SEC#: 801-128065

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2016

General Securities Representative Examination

Current Firm

GAINLINE FINANCIAL PARTNERS, LLC

CRD#: 326716 / SEC#: 801-128065

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

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Contact information

Main Address

917 Front Street Suite 160, Louisville, CO 80027

Mailing Address

Phone number

(720) 548-4391

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV SUPPLEMENTAL BROCHURE - WRAP PROGRAM (3/28/2025)

ADV PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	875
AUM (Assets Under Management)	$ 273,106,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Casey L. Wesson

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Lee Wesson's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Colorado

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

GAINLINE FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2017

Series 63

Date: 8/31/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2016

Current Firm

GAINLINE FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GAINLINE FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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