Aaron M. Nichols

ATLAS FIDUCIARY SERVICES

PORTSMOUTH, NH

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CRD#: 6674190

Professional summary

Aaron Michael Nichols is a registered financial advisor currently at ATLAS FIDUCIARY SERVICES, INC. located in Portsmouth, New Hampshire.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Aaron has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Nichols's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2025 - Present

ATLAS FIDUCIARY SERVICES, INC.

RIA

CRD#: 321271

PORTSMOUTH, NH

Past

January 17, 2025 - June 3, 2025

CAUSEWAY SECURITIES LLC

CRD#: 315829

NEW YORK, NY

Past

August 1, 2016 - March 28, 2024

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

RYE, NH

Past

August 1, 2016 - March 28, 2024

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS FIDUCIARY SERVICES, INC.

ATLAS FIDUCIARY SERVICES, INC. | BCA FINANCIAL GROUP

CRD#: 321271 / SEC#: 801-125792

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(7/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/14/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2016

General Securities Representative Examination

Current Firm

ATLAS FIDUCIARY SERVICES, INC.

ATLAS FIDUCIARY SERVICES, INC. | BCA FINANCIAL GROUP

CRD#: 321271 / SEC#: 801-125792

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

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Contact information

Main Address

123 N. State Street Unit 1, Concord, NH 03301

Mailing Address

Phone number

(603) 581-7125

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFS DISCLOSURE BROCHURE (7/18/2025)

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 257,745,978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron M. Nichols

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Nichols's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLAS FIDUCIARY SERVICES, INC.

CAUSEWAY SECURITIES LLC

FIRST TRUST ADVISORS LP

FIRST TRUST PORTFOLIOS L.P.

Primary Firm SEC Registration

ATLAS FIDUCIARY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/14/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2016

Current Firm

ATLAS FIDUCIARY SERVICES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS FIDUCIARY SERVICES, INC.

TRUST BUT VERIFY

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