MM
Michael K. Miller
CETERA INVESTMENT ADVISERS LLC
SANDUSKY, OH 44870
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CRD#: 6673911
MM
Professional summary
Michael Kay Miller Jr, who also goes by Mike Kay Miller Jr., is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sandusky, Ohio and CETERA WEALTH SERVICES, LLC located in Norwalk, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Kay Miller Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PN FINANCIAL SERVICES, LLC POSITION: MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2016 ADDRESS: Norwalk OH 44857, United States DESCRIPTION: Member 2) NOAH'S PLAYGROUND, LLC POSITION: OWNER NATURE: Recreational land-hunting property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: Republic OH 44867, United States DESCRIPTION: Owner 3) SECOND HARVEST FOOD BANK OF NORTH CENTRAL OHIO POSITION: Board member NATURE: Non-profit entity providing food to the less fortunate INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2020 ADDRESS: 5510 Baumhart Rd., Lorain OH 44053, DESCRIPTION: Board member; member of the finance committee 4) SANDUSKY CENTRAL CATHOLIC SCHOOLS POSITION: Finance Committee NATURE: Member of the finance committee, which oversees the schools finances, including assessing tuition charged, operating budgets, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/10/2024 ADDRESS: 410 W Jefferson St., Sandusky OH 44870, United States DESCRIPTION: Collaborate and help set tuition rates for school years, review schools finances in general 5) PAYNE, NICKLES & COMPANY POSITION: President NATURE: Full service CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 09/03/2003 ADDRESS: 257 Benedict Avenue, Building D, Norwalk OH 44857, United States DESCRIPTION: Full time job as a CPA, helping clients and managing the firm 6) SANDUSKY ATHLETIC ASSOCIATION POSITION: President NATURE: We provide support for the wrestling program at Sandusky Central Catholic Schools INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2022 ADDRESS: PO Box 734, Sandusky OH 44870, United States DESCRIPTION: President - approve budgets and disburse money to the wrestling program 7)4 Millers, LLC; Sole Owner; Single Member LLC that will own a personal boathouse; NIR; 0; 04/20/2020; 501 W. BOGART RD. SANDUSKY OH 44870; Owner
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kay Miller Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 422 W Market Street, Sandusky, OH 44870Office #2: 257 Benedict Ave Bldg D., Norwalk, OH 44857RIA
CRD#: 105644
SANDUSKY, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 257 Benedict Ave Bldg. D., Norwalk, OH 44857Office #2: 422 W Market St, Sandusky, OH 44870BD
CRD#: 13572
Norwalk, OH
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Sandusky, OH
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Norwalk, OH
Past
November 17, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Norwalk, OH
Past
November 15, 2016 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Norwalk, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
