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IB

Ignacio Baselga

BTG PACTUAL US CAPITAL
Miami, FL
·CRD# 6672745·10 years experience

Professional Summary

Ignacio Baselga, who also goes by Ignacio Baselga Goicoechea, is a registered financial advisor currently at BTG PACTUAL US CAPITAL, LLC located in Miami, Florida. Ignacio is registered as a RR (Registered Representative) and started their career in finance in 2016. Ignacio has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ignacio Baselga Goicoechea

Blog Corner

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

BTG PACTUAL US CAPITAL, LLC·CRD# 149486
BD
200 S Biscayne Blvd. 55th Floor Suite 5500, Miami, FL 33131
October 11, 2023 - Present
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
August 25, 2016 - April 4, 2018

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Current Firm

BP
BTG PACTUAL US CAPITAL, LLC

BTG CAPITAL CORP. | BTG SECURITIES CORPORATION | BTG PACTUAL WEALTH MANAGEMENT | BTG PACTUAL US CAPITAL, LLC | BTG PACTUAL US CAPITAL LLC | BTG PACTUAL US CAPITAL CORP. | BTG PACTUAL US

CRD#: 149486 / SEC#: 8-68148
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

601 Lexington Avenue 57th Floor, New York, NY 10022-6831

Mailing Address

601 Lexington Avenue 57th Floor, New York, NY 10022-6831

Phone Number

(212) 293-4600

Established

Delaware since 05/07/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BTG PACTUAL BANCORP LLCMANAGING MEMBER—
CAMPOS, LUCIANACHIEF FINANCIAL OFFICER/FINOP5875481
KEARNEY, JAMES FRANCIS IIICHIEF RISK OFFICER6388373
LIMA PONTES, GUSTAVOCHIEF OPERATING OFFICER5910623
MORITZ CAVALCANTI, RENATOCO-CEO7626573
PARK, DEAN SANG YOONCHIEF COMPLIANCE OFFICER4096412
TENENTE, ADRIANO FERNANDESCO-CEO5248572

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/11/2023)
RR
New York
(11/27/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2023About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2016About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ignacio Baselga's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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