CG
Colby A. Goodner
CETERA INVESTMENT ADVISERS LLC
DES MOINES, WA
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CRD#: 6672430
CG
Professional summary
Colby Alan Goodner, who also goes by Colby Goodner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Des Moines, Washington and CETERA WEALTH SERVICES, LLC located in Des Moines, Washington.
Colby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Colby has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colby Goodner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dixie's Tax & Financial Services~'NIR'~22307 Marine View Dr S Des Moines~WA~98198~Accounting Services/Tax Preparation~Employee7/8/2019~160hrs~130hrs~I am currently an assistant who is responsible for maintaining client books for bookkeeping line.| 2) MEDICARE INSURANCE AGENT JSA (JACK SCHROEDER & ASSOCIATES) POSITION: Insurance Agent NATURE: Sell and provide services to enroll individuals in Medicare Advantage and Medicare Supplemental plans, Prescription Drug Plans, Dental Plans, and Final Expense plans. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2021 ADDRESS: 11 W. Ocean Blvd, Suite 1100, Long Beach CA 90802, United States DESCRIPTION: Help support my clients by enrolling and answering questions about Medicare and Medicare related items. 3) COASTAL BREEZE LLC POSITION: Owner NATURE: Invest in rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2023 ADDRESS: 22307 Marine View Dr S, Ste 101, Des Moines WA 98198, United States DESCRIPTION: Help maintain the property and collect rent 4) DMM SENIOR INSURANCE LLC POSITION: Manager NATURE: Assist seniors in enrolling in Supplemental Medicare, Medicare Advantage, and prescription drug plans INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/13/2023 ADDRESS: 22307 Marine View Dr S, Ste 101, Des Moines WA 98198, United States DESCRIPTION: Act as an agent enrolling seniors in Medicare Support other agents in Medicare Enrollments Educate seniors on Medicare options
CRS (Client Relationship Summary) - RIA
Click below to view Colby Alan Goodner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DES MOINES, WA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 22307 Marine View Dr S Ste 101, Des Moines, WA 98198BD
CRD#: 13572
Des Moines, WA
Past
April 15, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Des Moines, WA
Past
September 28, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Des Moines, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2025)
RR
Connecticut(9/5/2025)
RR
Idaho(9/5/2025)
RR
Kentucky(9/5/2025)
RR
New Mexico(9/5/2025)
RR
Oregon(9/5/2025)
RR
Washington(9/5/2025)
IAR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/26/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
