Daniel A. Kaufmann
Professional summary
Daniel A Kaufmann II., who also goes by Daniel A Kaufmann II, Daniel A Kaufmann, Daniel Arthur Kaufmann, Danny A Kaufmann, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2016. Daniel has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel A Kaufmann II.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 31, 2019 - May 24, 2022
CETERA FINANCIAL SPECIALISTS LLC
February 21, 2018 - December 17, 2018
PARK AVENUE SECURITIES LLC
September 13, 2016 - January 26, 2018
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2024)
(6/8/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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