Ethan D. Mayberry

SOUTHERN CAPITAL ADVISORS

JACKSON, TN 38305

Some features on this profile are disabled

CRD#: 6671881

Professional summary

Ethan Darryl Mayberry, CFP®, who also goes by Ethan Mayberry, is a registered financial advisor currently at SOUTHERN CAPITAL ADVISORS, LLC located in Jackson, Tennessee.

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ethan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ethan Mayberry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Darryl Mayberry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 19, 2018 - Present

SOUTHERN CAPITAL ADVISORS, LLC

Office #1: 3801 North Highland Avenue, Jackson, TN 38305

RIA

CRD#: 292275

JACKSON, TN

Past

September 11, 2017 - March 20, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSON, TN

Past

August 3, 2017 - March 20, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSON, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUTHERN CAPITAL ADVISORS, LLC

FP360 | SOUTHERN CAPITAL ADVISORS, LLC

CRD#: 292275 / SEC#: 801-112593

RIA

Registered Investment Advisory firm - (3/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2017

General Securities Representative Examination

Current Firm

SOUTHERN CAPITAL ADVISORS, LLC

FP360 | SOUTHERN CAPITAL ADVISORS, LLC

CRD#: 292275 / SEC#: 801-112593

RIA

Registered Investment Advisory firm - (3/5/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3801 North Highland Avenue, Jackson, TN 38305

Mailing Address

Phone number

(731) 265-6812

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-SOUTHERN CAPITAL ADVISORS, LLC (1/8/2025)

SOUTHERN CAPITAL ADVISORS, LLC WRAP FEE PROGRAM (1/8/2025)

Regulatory assets under management

Total Number of Accounts	1,835
AUM (Assets Under Management)	$ 514,939,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joshua Carter

MML INVESTORS SERVICES, LLC

IAR

Conway, AR

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Nilufar Barak

KEY INVESTMENT SERVICES LLC

IAR

Brooklyn, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ethan D. Mayberry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Darryl Mayberry's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHERN CAPITAL ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SOUTHERN CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2017

SIE

Date: 3/20/2018

Series 7

Date: 8/3/2017

Current Firm

SOUTHERN CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUTHERN CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors