JH
Jakob T. Horwitz
E. A. HORWITZ LLC
Deerfield, IL 60015
Some features on this profile are disabled
CRD#: 6671671
JH
Professional summary
Jakob Tyler Horwitz is a registered financial advisor currently at E. A. HORWITZ LLC located in Deerfield, Illinois and LASALLE ST SECURITIES, L.L.C. located in Deerfield, Illinois.
Jakob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Jakob has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Horwitz & Associates; Investment-Related; DBA for Securities Related Business, E.A. Horwitz LLC; Investment-Related; Registered Investment Advisor (RIA); Investment Adviser Representative, FINRA SIE writing committee
CRS (Client Relationship Summary) - RIA
Click below to view Jakob Tyler Horwitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2020 - Present
E. A. HORWITZ LLC
Office #1: 1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015RIA
CRD#: 165561
Deerfield, IL
Current
June 15, 2023 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 1650 Lake Cook Rd Ste 190, Deerfield, IL 60015BD
CRD#: 7191
Deerfield, IL
Past
June 29, 2020 - June 15, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
Deerfield, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
E. A. HORWITZ LLC
E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES
CRD#: 165561 / SEC#: 801-77366
RIA
Registered Investment Advisory firm - (11/16/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/10/2023)
RR
California(6/30/2023)
RR
Colorado(8/8/2023)
RR
Connecticut(6/28/2023)
RR
District of Columbia(10/3/2023)
RR
Florida(6/28/2023)
RR
Hawaii(8/11/2023)
IAR
Illinois(9/22/2020)
RR
Illinois(6/15/2023)
RR
Indiana(7/7/2023)
RR
Iowa(8/11/2023)
RR
Louisiana(8/11/2023)
RR
Maine(8/14/2023)
RR
Maryland(9/12/2023)
RR
Massachusetts(9/6/2023)
RR
Michigan(7/28/2023)
RR
Missouri(9/18/2023)
RR
Nevada(6/22/2023)
RR
New Jersey(6/28/2023)
RR
New Mexico(7/26/2023)
RR
New York(6/30/2023)
RR
North Carolina(8/4/2023)
RR
Ohio(8/14/2023)
RR
Pennsylvania(9/18/2023)
RR
South Carolina(6/28/2023)
RR
Tennessee(8/7/2023)
RR
Texas(6/21/2023)
RR
Washington(8/18/2023)
RR
Wisconsin(6/28/2023)
RR
Wyoming(8/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/29/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
E. A. HORWITZ LLC
E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES
CRD#: 165561 / SEC#: 801-77366
RIA
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Contact information
Main Address
1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015
Mailing Address
Phone number
(224) 632-4600
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 369 |
| AUM (Assets Under Management) | $ 221,419,170 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
