Katherine N. Taylor
Professional summary
Katherine Nicole Taylor, who also goes by Katie Taylor, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2016. Katherine has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Nicole Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010June 22, 2018 - July 11, 2024
BLACKSTONE SECURITIES PARTNERS L.P.
July 19, 2016 - May 8, 2018
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(10/8/2024)
(1/2/2025)
(10/8/2024)
(10/8/2024)
(10/8/2024)
(10/8/2024)
(10/8/2024)
(10/8/2024)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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