Paul J. Devlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul John Devlin, who also goes by Paul John Devlin Jr, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1973. Paul had worked at 12 firms and has passed the Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2005 - December 31, 2012
GLICKENHAUS & CO.
February 16, 2001 - September 26, 2005
MIZUHO SECURITIES USA LLC
February 5, 1997 - December 31, 1997
YAMAICHI INTERNATIONAL (AMERICA) INC.
February 9, 1996 - February 7, 1997
BANC OF AMERICA SECURITIES LLC
December 17, 1993 - June 27, 1995
CITIGROUP GLOBAL MARKETS INC.
October 19, 1990 - June 11, 1992
J.P. MORGAN SECURITIES LLC
May 3, 1985 - March 29, 1988
UBS SECURITIES LLC
December 18, 1979 - June 26, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
November 20, 1979 - July 5, 1985
LEHMAN BROTHERS INC.
December 16, 1976 - December 16, 1979
SALOMON BROTHERS INC.
August 22, 1973 - January 17, 1977
WEEDEN & CO.
July 17, 1973 - August 23, 1973
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/26/1967
Registered Representative ExaminationSeries 40
Date: 1/12/1978
Registered Principal ExaminationCurrent Firm
GLICKENHAUS & CO.
CRD#: 2016 / SEC#: 801-9661, 8-9614
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 2010 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | LIMITED PARTNER | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | SARAH GLICKENHAUS 2010 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER | |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 2012 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 2007 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 2007 GRAT | 1473860 |
| GLICKENHAUS, SARAH BRODY | LIMITED PARTNER | 1473858 |
| GLICKENHAUS, SETH MORTON | GENERAL PARTNER | 223097 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 2012 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 2007 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 2007 GRAT | 1473859 |
| SARAH GLICKENHAUS 2007 GRAT | LIMITED PARTNER | |
| SARAH GLICKENHAUS 2010 GRAT | LIMITED PARTNER | |
| SARAH GLICKENHAUS 2012 GRAT | LIMITED PARTNER | |
| SETH GLICKENHAUS 2007 GRAT | LIMITED PARTNER | |
| SETH GLICKENHAUS 2010 GRAT | LIMITED PARTNER | |
| SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER | |
| ANDERSON-GAUSTEN, LINDA CHRISTI | CHIEF COMPLIANCE OFFICER, SROP & CROP | 713783 |
| GLICKENHAUS, JAMES MORRIS | GENERAL PARTNER | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 2010 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 2010 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 2012 GRAT | 1473860 |
| GREEN, STEVEN BRUCE | FINOP, CFO | 835437 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 2012 GRAT | 1473859 |
| SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER | |
| SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER | |
| SETH GLICKENHAUS 2012 GRAT | LIMITED PARTNER | |
| SETH GLICKENHAUS 3 YR. GRANTOR ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER | |
| SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
