James Morris Glickenhaus
Professional Summary
James Morris Glickenhaus, who also goes by James M Glickenhaus, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1996 - 2013. James had worked at 1 firm and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James M Glickenhaus
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
GLICKENHAUS & CO.
Contact Information
Established
New York since 03/14/1961Firm Type
PartnershipFiscal Year End
SeptemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 2010 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | LIMITED PARTNER | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | SARAH GLICKENHAUS 2010 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER | — |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 2012 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 2007 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 2007 GRAT | 1473860 |
| GLICKENHAUS, SARAH BRODY | LIMITED PARTNER | 1473858 |
| GLICKENHAUS, SETH MORTON | GENERAL PARTNER | 223097 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 2012 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 2007 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 2007 GRAT | 1473859 |
| SARAH GLICKENHAUS 2007 GRAT | LIMITED PARTNER | — |
| SARAH GLICKENHAUS 2010 GRAT | LIMITED PARTNER | — |
| SARAH GLICKENHAUS 2012 GRAT | LIMITED PARTNER | — |
| SETH GLICKENHAUS 2007 GRAT | LIMITED PARTNER | — |
| SETH GLICKENHAUS 2010 GRAT | LIMITED PARTNER | — |
| SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER | — |
| ANDERSON-GAUSTEN, LINDA CHRISTI | CHIEF COMPLIANCE OFFICER, SROP & CROP | 713783 |
| GLICKENHAUS, JAMES MORRIS | GENERAL PARTNER | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 2010 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 2010 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 2012 GRAT | 1473860 |
| GREEN, STEVEN BRUCE | FINOP, CFO | 835437 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 2012 GRAT | 1473859 |
| SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER | — |
| SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER | — |
| SETH GLICKENHAUS 2012 GRAT | LIMITED PARTNER | — |
| SETH GLICKENHAUS 3 YR. GRANTOR ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER | — |
| SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER | — |
Disclosures
Regulatory Event
7Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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