Cassidy Steck

PEAK ASSET MANAGEMENT

Louisville, CO 80027

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CRD#: 6669322

Professional summary

Cassidy Steck, who also goes by Cassidy D Steck, is a registered financial advisor currently at PEAK ASSET MANAGEMENT, LLC located in Louisville, Colorado.

Cassidy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Cassidy has worked at 9 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cassidy D Steck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 9/2022- Higgins & Schmidt Wealth Strategies- DBA for LPL Business (entity for LPL business)- inv. related- Denver, CO 2) 09/15/2022 - Higgins & Schmidt Wealth Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 09/06/2022 3) 09/15/2022 - Higgins & Schmidt Wealth Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 09/06/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Higgins & Schmidt Wealth Strategies, an independent investment advisor firm. I started this business activity in 9/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassidy Steck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2025 - Present

PEAK ASSET MANAGEMENT, LLC

Office #1: 1371 E. Hecla Drive Suite A, Louisville, CO 80027

RIA

CRD#: 106944

Louisville, CO

Past

May 15, 2025 - May 16, 2025

BRITEHORN SECURITIES

CRD#: 36402

DENVER, CO

Past

April 18, 2024 - February 20, 2025

PATHSTONE

RIA

CRD#: 151736

Boulder, CO

Past

June 20, 2023 - April 12, 2024

CRESTONE ASSET MANAGEMENT LLC

RIA

CRD#: 108581

BOULDER, CO

Past

September 8, 2022 - April 14, 2023

LPL FINANCIAL LLC

CRD#: 6413

DENVER, CO

Past

September 2, 2022 - April 19, 2023

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

RIA

CRD#: 286063

DENVER, CO

Past

June 21, 2021 - August 15, 2022

ROCKEFELLER FINANCIAL LLC

RIA

CRD#: 291361

Thornton, CO

Past

September 11, 2020 - August 15, 2022

ROCKEFELLER FINANCIAL LLC

CRD#: 291361

NEW YORK, NY

Past

May 9, 2019 - September 15, 2020

MORGAN STANLEY

CRD#: 149777

BOULDER, CO

Past

May 10, 2018 - February 7, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Minneapolis, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAK ASSET MANAGEMENT, LLC

PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC

CRD#: 106944 / SEC#: 801-52118

RIA

Registered Investment Advisory firm - (4/22/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/15/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2018

General Securities Representative Examination

Current Firm

PEAK ASSET MANAGEMENT, LLC

PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC

CRD#: 106944 / SEC#: 801-52118

RIA

Registered Investment Advisory firm - (4/22/1996 Approved)

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Contact information

Main Address

1371 E. Hecla Drive Suite A, Louisville, CO 80027

Mailing Address

Phone number

(303) 926-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,058
AUM (Assets Under Management)	$ 910,014,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cassidy Steck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassidy Steck's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRITEHORN SECURITIES

PATHSTONE

CRESTONE ASSET MANAGEMENT LLC

LPL FINANCIAL LLC

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER FINANCIAL LLC

MORGAN STANLEY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PEAK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2021

Series 7TO

Date: 5/15/2025

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2018

Current Firm

PEAK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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