Yonjo S. Kang
Professional summary
Yonjo Stephen Kang is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Yonjo is registered as a RR (Registered Representative) and started their career in finance in 2016. Yonjo has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yonjo Stephen Kang's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2022 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701October 15, 2019 - January 3, 2022
ROTHSCHILD & CO US INC.
July 24, 2017 - August 22, 2019
KEEFE, BRUYETTE & WOODS, INC.
July 6, 2016 - June 30, 2017
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2022)
Exams
Series 7TO
Date: 2/21/2024
General Securities Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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