Max E. Kaltman
Professional summary
Max Elliot Kaltman is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in New York, New York.
Max is registered as a RR (Registered Representative) and started their career in finance in 2017. Max has worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Max Elliot Kaltman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2024 - Present
SUMMIT SECURITIES GROUP LLC
Office #1: 55 Broadway Suite 2102, New York, NY 10006Office #2: 55 Broadway Suite 2102, New York, NY 10006April 26, 2021 - October 12, 2023
HAP TRADING, LLC
August 22, 2017 - January 22, 2021
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 5/19/2021
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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