Troy E. Owens
ALPHACORE CAPITAL LLC
LA JOLLA, CA 92037
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CRD#: 6667767
Professional summary
Troy Edward Owens, CFP® is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in La Jolla, California.
Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Troy has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Producing agent for an affiliate of the Adviser, AlphaCore Insurance Services, an insurance agency. Investment related activities as an insurance agent, Conducts insurance agent activities from 875 Prospect St. Ste. 315 La Jolla, CA 92037. Mr. Owens offers insurance products and services to clients of the Adviser. Mr. Owens spends approximately 1-3 hours per day during trading hours on these activities, and approximately 10-15 total hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Edward Owens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
November 10, 2021 - Present
ALPHACORE CAPITAL LLC
Office #1: 1200 Prospect St Suite 200, La Jolla, CA 92037RIA
CRD#: 174346
LA JOLLA, CA
Past
April 26, 2019 - November 4, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
March 6, 2019 - November 4, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN DIEGO, CA
Past
January 4, 2019 - February 19, 2019
NAUTILUS ADVISORS LLC
RIA
CRD#: 154169
san diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - (9/28/2016 Approved)California
Registered Investment Advisory firm - (11/9/2016 Terminated)Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/26/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - (9/28/2016 Approved)California
Registered Investment Advisory firm - (11/9/2016 Terminated)Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Prospect St Suite 200, La Jolla, CA 92037
Mailing Address
Phone number
(858) 875-4100
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,249 |
| AUM (Assets Under Management) | $ 6,060,926,747 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
