Ivy M. Wanta
Professional summary
Ivy Marecella Wolff Wanta, who also goes by IVy Marecella Wolff Wanta, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York and LIQUIDNET, INC. located in New York, New York.
Ivy is registered as a RR (Registered Representative) and started their career in finance in 2017. Ivy has worked at 4 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ivy Marecella Wolff Wanta's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2024 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008January 6, 2025 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281February 12, 2020 - September 9, 2024
SCOTIA CAPITAL (USA) INC.
September 14, 2017 - February 11, 2020
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2024)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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