AM
Allison J. Metheny
EAGLE STRATEGIES LLC
SANTA ROSA, CA 95404
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CRD#: 6667452
AM
Professional summary
Allison Jane Metheny, who also goes by Allie Metheny, Allison J Metheny, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Santa Rosa, California and NYLIFE SECURITIES LLC located in Santa Rosa, California.
Allison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Allison has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Allie Metheny | Allison J Metheny
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Alpha Gamma Delta (Sonoma State Chapter); foster a love leadership in young women and help support the cause of fighting hunger. Encourage sisterhood amongst its members; 1801 E Cotati Ave, Rohnert Park, CA 94928; Start Date 10/2023; Role/Title: New Member Experience Advisor; Not Investment Related; 12 hours per month; 0 hours per month during securities trading hours; help and encourage leadership among colleigate women, help faciliate new member meetings and lesson plans for the semester. Helps new member colliegate director with the new members and their education] [OPERATING UNDER THE DBA NAME OF SalmonFelte Insurance and Financial Services FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; SANTA ROSA, CA; START DATE: 10/2017] [OPERATING UNDER THE DBA NAME OF Three Groves Insurance & Financial Services LLC FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; SANTA ROSA, CA; START DATE: 09/2024]
CRS (Client Relationship Summary) - RIA
Click below to view Allison Jane Metheny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2020 - Present
EAGLE STRATEGIES LLC
Office #1: 2455 Bennett Valley Rd Ste C 218, Santa Rosa, CA 95404RIA
CRD#: 110826
SANTA ROSA, CA
Current
December 18, 2019 - Present
NYLIFE SECURITIES LLC
Office #1: 2455 Bennett Valley Road Suite B200, Santa Rosa, CA 95404BD
CRD#: 5167
SANTA ROSA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/1/2020)
IAR
California(10/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/18/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Santa Rosa, CA 95404TRUST BUT VERIFY
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