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Steven M. Neher
CETERA INVESTMENT ADVISERS LLC
WENATCHEE, WA 98801
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CRD#: 6667327
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Professional summary
Steven Michael Neher, who also goes by Steve Neher, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wenatchee, Washington and CETERA WEALTH SERVICES, LLC located in Wenatchee, Washington.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Steven has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Neher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CNC FINANCIAL GROUP, LLC POSITION: REFERRING ADVISOR NATURE: FINANCIAL ADVISORY SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 09/29/2016 ADDRESS: Wenatchee WA , DESCRIPTION: Referring advisor 2) MISSION VISTA GROUP HOMES - CORPORATION POSITION: board president and finance committee member NATURE: provide support and residential services to developmentally disabled adults INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2012 DESCRIPTION: board president and finance committee member 3) CORDELL, NEHER & COMPANY PLLC 401K PROFIT SHARING PLAN & TRUST POSITION: Partner of Cordell Neher & Company PLLC - Plan Spo NATURE: Trustee/Fiduciary of 401k Plan INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2017 ADDRESS: PO Box 3068, DESCRIPTION: Trustee/Fiduciary of 401k Plan. Financial Advisors provide input on the underlying investments and provide recommendations for the trustees to choose from. 4) NATIONAL SOCIETY OF ACCOUNTANTS FOR COOPERATIVES - PNW CHAPTER POSITION: Board Member NATURE: Facilitate member meetings for CPE related to the Agricultural and Cooperative knowledge areas. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2017 ADDRESS: 136 South Keowee Street, Dayton OH 45402, DESCRIPTION: Board member, no check signing or investment oversight 5) PENNY PROPERTIES, LLC POSITION: Partner NATURE: Rental property, of which our firm is a tenant. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2017 ADDRESS: 175 E Penny Road, Wenatchee WA 98801, DESCRIPTION: I am Managing Partner, including signature authority on bank account. No ability to incur debt and no brokerage accounts or investments are held in this entity. 6) CORDELL, NEHER & COMPANY, PLLC POSITION: Managing Member NATURE: Accounting Firm - CPA and accounting activities INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2021 ADDRESS: 175 E. Penny Road, Suite 1, Wenatchee WA 98801, United States DESCRIPTION: I am the managing member, overseeing all aspects of the firm & personnel. 7) CONFLUENCE HEALTH FOUNDATION POSITION: President - Audit/Finance Committee Chair and Treasurer NATURE: I never had nor will have check signing authority.Assist in fundraising for the benefit of NCW Healthcare System and its staff and our community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: 526 N Chelan Ave Suite A, Wenatchee WA 98801, United States DESCRIPTION: Will not have signature authority over any bank accounts or financial services accounts.Audit/Finance Committee Chair and Treasurer of the Board. 8) APPLE PIE PROPERTY MANAGEMENT, LLC POS: Member NATURE: Property Management Company for residential rentals in the Wenatchee area. INV RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START: 05/27/2025 ADDR: 1024 Crawford Ave, Wenatchee WA DESC: Standard LLC providing management of rentals. 9) HORAN HOUSE, LLC POS: Member NATURE: Rental Property holding LLC INV RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START: 05/27/2025 ADDR: 1024 Crawford Ave, Wenatchee WA DESC: Ownership of rental property 10) ALLY'S PLACE, LLC POS: Owner NATURE: Rental property INV RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START : 08/01/2025 ADDR: 1024 Crawford Ave, Wenatchee WA DESC: Rental owner
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Neher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 175 E. Penny Road Suite 1, Wenatchee, WA 98801RIA
CRD#: 105644
WENATCHEE, WA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 175 E. Penny Road Suite 1, Wenatchee, WA 98801BD
CRD#: 13572
WENATCHEE, WA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WENATCHEE, WA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WENATCHEE, WA
Past
September 29, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
WENATCHEE, WA
Past
August 15, 2016 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
WENATCHEE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Hawaii(9/5/2025)
RR
Idaho(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Minnesota(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Oregon(9/5/2025)
RR
Washington(9/5/2025)
IAR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Wenatchee, WA 98801TRUST BUT VERIFY
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