Ian Thomas Duden
Professional Summary
Ian Thomas Duden, who also goes by Ian Duden, is a registered financial advisor currently at AUGUSTAR DISTRIBUTORS, INC. located in Cincinnati, Ohio. Ian is registered as a RR (Registered Representative) and started their career in finance in 2017. Ian has worked at 4 firms and has passed the Series 63, Series 7TO, Series 3, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ian Duden
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Videos & Posts
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CAPITAL ADVISORY SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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CAPITAL ADVISORY SERVICES, LLC
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Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
AUGUSTAR DISTRIBUTORS, INC. | OHIO NATIONAL EQUITIES, INC.
Contact Information
Main Address
One Financial Way, Cincinnati, OH 45242Mailing Address
P.o. Box 237, Cincinnati, OH 45201-0371Phone Number
(513) 797-3443Established
Ohio since 01/17/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (42 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CAPITAL ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(5/13/2024)
(5/13/2024)
(5/13/2024)
(5/13/2024)
(5/13/2024)
(5/14/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2017About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ian Thomas Duden's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC
