Marc Allan Socol
Professional Summary
Marc Allan Socol is a registered financial advisor currently at AUGUSTAR DISTRIBUTORS, INC. located in Cincinnati, Ohio. Marc is registered as a RR (Registered Representative) and started their career in finance in 2000. Marc has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
AUGUSTAR DISTRIBUTORS, INC. | OHIO NATIONAL EQUITIES, INC.
Contact Information
Main Address
One Financial Way, Cincinnati, OH 45242Mailing Address
P.o. Box 237, Cincinnati, OH 45201-0371Phone Number
(513) 797-3443Established
Ohio since 01/17/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (42 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CAPITAL ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(8/22/2024)
(2/26/2025)
(3/8/2024)
(3/19/2024)
(8/12/2024)
(9/17/2024)
(3/15/2024)
(9/16/2024)
(11/7/2025)
(3/27/2024)
(4/14/2023)
(8/14/2024)
(4/26/2024)
(6/10/2025)
(4/3/2025)
(10/5/2024)
(5/27/2025)
(8/12/2024)
(8/12/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2000About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jul 2008About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Marc Allan Socol's CRS (Customer Relationship Summary).
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