Maura J. Wells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maura Jenna Wells, who also goes by Maura J Wells, was a registered financial professional .
Maura is a previously registered financial professional and started their career in finance in 2022. Maura had worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2022 - October 24, 2023
ACALYX ADVISORS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 11/23/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 5/10/2022
General Securities Representative ExaminationCurrent Firm
ACALYX ADVISORS INC.
CRD#: 174667 / SEC#: , 8-69577
Contact information
FINRA licenses (40 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACALYX HOLDINGS, INC. | PARENT | |
| LAWHORN, CURTIS JAMES | VICE PRESIDENT | 5344725 |
| MCDONALD, JOSEPH ANDREW | VICE PRESIDENT | 5329122 |
| RINEHART, JENNIFER EUNHA | CEO | 3265973 |
| SILVESTRO, MICHELE | PRINCIPAL FINANCIAL OFFICER | 6960939 |
| SILVESTRO, MICHELE | PRINCIPAL OPERATIONS DIRECTOR | 6960939 |
| SUTHERLAND, JANE LOUISE | COMPLIANCE OFFICER | 6005500 |
| VANDERWOUDE, KARL ANDREW | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 5910116 |
Red Flags
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