Emily Margaret Aparicio
Professional Summary
Emily Margaret Aparicio is a registered financial advisor currently at TRANSPACIFIC GROUP LLC located in Miami, Florida. Emily is registered as a RR (Registered Representative) and started their career in finance in 2021. Emily has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
TRANSPACIFIC GROUP LLC | TRANSPACIFIC SECURITIES LLC
Contact Information
Main Address
150 Se 2nd Avenue Suite 1401, Miami, FL 33131Mailing Address
150 Se 2nd Avenue Suite 1401, Miami, FL 33131Phone Number
(212) 987-3000Established
Delaware since 01/30/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/1/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Emily Margaret Aparicio's CRS (Customer Relationship Summary).
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