Andrew Erickson
CETERA INVESTMENT ADVISERS LLC
Northbrook, IL 60002
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CRD#: 6663112
Professional summary
Andrew Erickson, who also goes by Andrew G Erickson, Andrew Glen Erickson, Andy Erickson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Northbrook, Illinois and CETERA WEALTH SERVICES, LLC located in Northbrook, Illinois.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Andrew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew G Erickson | Andrew Glen Erickson | Andy Erickson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLEARGUIDE WEALTH POSITION: Owner NATURE: I will offer financial planning, investment planning, retirement planning, and tax planning services under this DBA name INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 11/08/2024 ADDRESS: 805 W Touhy Ave, Park ridge IL 60056, United States DESCRIPTION: Meet with clients prospect for new clients review investment performance and risk create and execute financial planning evaluate life insurance coverage for clients and prospective clients 2) ROZOVICS WEALTH MANAGEMENT POSITION: Wealth Manager NATURE: Provide investment advice and financial planning to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 12/02/2024 ADDRESS: 805 W Touhy, Park Ridge IL 60068, United States DESCRIPTION: Meet with clients; Discuss their holdings ;Monitor investment portfolio; Create and deliver financial plans; Discuss insurance needs and solutions
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Erickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 630 Dundee Road Suite 100, Northbrook, IL 60002RIA
CRD#: 105644
Northbrook, IL
Current
July 22, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 805 W Touhy Ave, Park Ridge, IL 60068BD
CRD#: 13572
Northbrook, IL
Past
November 8, 2024 - September 8, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Northbrook, IL
Past
November 8, 2024 - September 8, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Northbrook, IL
Past
October 21, 2016 - November 12, 2024
EDWARD JONES
RIA
CRD#: 250
WINNETKA, IL
Past
August 3, 2016 - November 12, 2024
EDWARD JONES
BD
CRD#: 250
WINNETKA, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/22/2025)
RR
Colorado(7/22/2025)
RR
Florida(7/22/2025)
RR
Georgia(7/22/2025)
RR
Illinois(7/22/2025)
IAR
Illinois(7/22/2025)
RR
Indiana(7/22/2025)
RR
Iowa(9/9/2025)
RR
Massachusetts(9/9/2025)
RR
Michigan(7/22/2025)
RR
Minnesota(7/22/2025)
RR
Missouri(7/22/2025)
RR
Nebraska(9/9/2025)
RR
New Mexico(7/22/2025)
RR
New York(7/22/2025)
RR
North Carolina(9/10/2025)
RR
Ohio(7/23/2025)
RR
South Carolina(7/22/2025)
RR
Tennessee(7/22/2025)
RR
Texas(7/22/2025)
IAR
Texas(7/22/2025)
RR
Washington(7/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Northbrook, IL 60002TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
