Howard J. Kahn
Professional summary
Howard J Kahn is a registered financial professional currently at BA SECURITIES, LLC located in New York, New York.
Howard is registered as a RR (Registered Representative) and started their career in finance in 2016. Howard has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard J Kahn's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2024 - Present
BA SECURITIES, LLC
May 5, 2020 - August 27, 2024
OLD CITY SECURITIES LLC
August 19, 2016 - June 24, 2019
EAST WIND SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(3/11/2025)
(1/2/2025)
(8/21/2024)
(8/21/2024)
Exams
FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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