David N. Khouri

WINGATE WEALTH ADVISORS

Lexington, MA 02420-1547

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CRD#: 6660908

Professional summary

David Nicholas Khouri, CFP®, who also goes by David N Khouri, is a registered financial advisor currently at WINGATE WEALTH ADVISORS, INC. located in Lexington, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. David has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David N Khouri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Nicholas Khouri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 24, 2024 - Present

WINGATE WEALTH ADVISORS, INC.

Office #1: 450 Bedford Street, Lexington, MA 02420-1547

RIA

CRD#: 105012

Lexington, MA

Past

December 20, 2021 - January 16, 2024

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Lone Tree, CO

Past

December 20, 2017 - December 20, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Lone Tree, CO

Past

December 20, 2017 - January 16, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

Past

September 21, 2016 - September 18, 2017

MCADAM LLC

RIA

CRD#: 170914

Boston, MA

Past

July 19, 2016 - September 6, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINGATE WEALTH ADVISORS, INC.

WINGATE FINANCIAL CORP | WINGATE WEALTH ADVISORS, INC. | WINGATE FINCNAICL CORP

CRD#: 105012 / SEC#: 801-28664

RIA

Registered Investment Advisory firm - (1/7/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 11/23/2020

General Securities Sales Supervisor - Options Module Examination

Current Firm

WINGATE WEALTH ADVISORS, INC.

WINGATE FINANCIAL CORP | WINGATE WEALTH ADVISORS, INC. | WINGATE FINCNAICL CORP

CRD#: 105012 / SEC#: 801-28664

RIA

Registered Investment Advisory firm - (1/7/1987 Approved)

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Contact information

Main Address

450 Bedford Street, Lexington, MA 02420-1547

Mailing Address

Phone number

(781) 862-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WWA INC PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,849
AUM (Assets Under Management)	$ 1,324,958,318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David N. Khouri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Nicholas Khouri's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MCADAM LLC

PURSHE KAPLAN STERLING INVESTMENTS

Primary Firm SEC Registration

WINGATE WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2016

SIE

Date: 10/1/2018

Series 7

Date: 7/19/2016

Series 9

Date: 11/23/2020

Current Firm

WINGATE WEALTH ADVISORS, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINGATE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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