John A. Pettis
KESTRA PRIVATE WEALTH SERVICES
Chesterfield, MO 63005
Some features on this profile are disabled
CRD#: 6660300
Professional summary
John A Pettis, who also goes by John Allen Pettis, John Pettis, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Chesterfield, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Chesterfield, Missouri.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. John has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Allen Pettis | John Pettis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADINBG HOURS: 130 START DATE: 01/22/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: MISSOURI KIDS ORG POSITION: Board Member & Secretary NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: PO Box 727, St Peters MO 63376, United States DESCRIPTION: Attend board member meetings, approve items related to our recipients' needs, and assist in the raising of funds through two events. Bus Name: FORT ZUMWALT LACROSSE CLUB POSITION: Lacrosse Coach NATURE: Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 2633 Breckenridge Circle, OFallon MO 63368, United States DESCRIPTION: Perform all necessary duties to coach both freshmen and 12U lacrosse boys for the Fort Zumwalt Lacrosse Club. Practices are two evenings per week and games are on the weekends. Bus Name: 788 KERSTEN WAY POSITION: Homeowner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2023 ADDRESS: 788 Kersten Way, Osage Beach MO 65065, United States DESCRIPTION: Own and operate a rental condo that is on both airbnb and Vrbo. We handle all improvements and repairs. Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/22/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United StatesDESCRIPTION: IAR Bus Name: UNDIVIDED WEALTH MANAGEMENT POSITION: Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/22/2025 ADDRESS: 657 Spirit Airpark West Drive, Chesterfield MO 63005, United States DESCRIPTION: Wealth Advisor focusing on our $1MM and under clients and their best interest.
CRS (Client Relationship Summary) - RIA
Click below to view John A Pettis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2025 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 657 Spirit Airpark West Drive Suite 104, Chesterfield, MO 63005RIA
CRD#: 155193
Chesterfield, MO
Current
January 22, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 657 Spirit Airpark West Drive Suite 104, Chesterfield, MO 63005BD
CRD#: 42046
Chesterfield, MO
Past
June 15, 2020 - January 27, 2025
EDWARD JONES
RIA
CRD#: 250
ST PETERS, MO
Past
May 14, 2020 - January 27, 2025
EDWARD JONES
BD
CRD#: 250
ST PETERS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/10/2025)
RR
Arkansas(3/10/2025)
RR
California(3/10/2025)
RR
Colorado(3/10/2025)
RR
Connecticut(3/10/2025)
RR
Delaware(3/10/2025)
RR
Florida(1/22/2025)
RR
Georgia(9/2/2025)
RR
Illinois(1/22/2025)
RR
Indiana(3/10/2025)
RR
Iowa(1/22/2025)
RR
Kansas(1/22/2025)
RR
Louisiana(3/10/2025)
RR
Maine(3/10/2025)
RR
Maryland(3/10/2025)
RR
Massachusetts(11/4/2025)
RR
Michigan(3/10/2025)
RR
Minnesota(3/10/2025)
RR
Missouri(1/22/2025)
IAR
Missouri(1/22/2025)
RR
Montana(3/10/2025)
RR
New Hampshire(1/22/2025)
RR
New Mexico(3/10/2025)
RR
New York(3/10/2025)
RR
North Carolina(3/12/2025)
RR
Ohio(3/12/2025)
RR
Oklahoma(3/10/2025)
RR
Pennsylvania(3/10/2025)
RR
South Carolina(3/10/2025)
RR
Tennessee(1/22/2025)
RR
Texas(1/22/2025)
IAR
Texas(1/22/2025)
RR
Utah(3/10/2025)
RR
Virginia(3/10/2025)
RR
Wisconsin(3/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Chesterfield, MO 63005TRUST BUT VERIFY
Monitor John Pettis
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
