Kevin M. Hartnett

SENSENIG CAPITAL ADVISORS

Collegeville, PA 19426

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CRD#: 6659613

Professional summary

Kevin Michael Hartnett Jr, CFP®, who also goes by Kevin Hartnett, is a registered financial advisor currently at SENSENIG CAPITAL ADVISORS, INC. located in Collegeville, Pennsylvania.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kevin has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Hartnett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Oaks Venture Partners LLC, Collegeville, PA, entity formed to purchase investment real estate, owner, 10/2021 to Present, less than 1 hour per week during non trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Hartnett Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

June 17, 2020 - Present

SENSENIG CAPITAL ADVISORS, INC.

Office #1: 100 Springhouse Drive Suite 107, Collegeville, PA 19426

RIA

CRD#: 142821

Collegeville, PA

Past

September 20, 2019 - June 15, 2020

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

August 10, 2016 - June 15, 2020

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENSENIG CAPITAL ADVISORS, INC.

CRD#: 142821 / SEC#: 801-112425

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

New Jersey

Registered Investment Advisory firm - (3/14/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/24/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/10/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/30/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/24/2019

Securities Industry Essentials Examination

Current Firm

SENSENIG CAPITAL ADVISORS, INC.

CRD#: 142821 / SEC#: 801-112425

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

New Jersey

Registered Investment Advisory firm - (3/14/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/20/2018 Terminated)

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Contact information

Main Address

100 Springhouse Drive Suite 107, Collegeville, PA 19426

Mailing Address

100 Springhouse Drive Suite 107, Collegeville, PA 19426

Phone number

(610) 584-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SENSENIG CAPITAL ADVISORS, INC. ADV PART 2A (4/16/2025)

Regulatory assets under management

Total Number of Accounts	425
AUM (Assets Under Management)	$ 188,909,241

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin M. Hartnett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Hartnett Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEI INVESTMENTS DISTRIBUTION CO.

SEI INVESTMENTS MANAGEMENT CORP

Primary Firm SEC Registration

SENSENIG CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/2019

Series 65

Date: 8/10/2016

Series 7TO

Date: 8/30/2019

SIE

Date: 7/24/2019

Current Firm

SENSENIG CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SENSENIG CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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