Monica A. Mantilla
STRATEGIC ADVISERS LLC | Investment Consultant
SACRAMENTO, CA 95814
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CRD#: 6658808
Professional summary
Monica Adriana Mantilla, who also goes by Monica Adriana Mantilla Vergeli, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sacramento, California and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Monica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Monica has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I will partner with you to build a strong financial plan and help you develop strategies that are aligned with your most important objectives. I strive to make our meetings a productive use of time and to explain complex concepts in a way that everyone can understand.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Monica Adriana Mantilla Vergeli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-17462|OrgNmn:30 30 Investments|Org Addr:Orlando,Florida,US|OBA Nature:Purchase and rehab real estate|Invst Rel:Y|Title:Secretary|Duties:Track minutes and expenses|StrtDt:11-02-2020|TotHrs/mon:2|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Monica Adriana Mantilla's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Nebraska
Bachelor of Business Administration - Economics
2017
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: California Other, Sacramento, CA 95814RIA
CRD#: 104555
SACRAMENTO, CA
Current
August 2, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 49 North 400 West, Salt Lake City, UT 84101BD
CRD#: 7784
Salt Lake City, UT
Past
September 11, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ALTAMONTE SPRINGS, FL
Past
August 29, 2018 - July 17, 2019
MORGAN STANLEY
RIA
CRD#: 149777
ORLANDO, FL
Past
August 28, 2018 - July 17, 2019
MORGAN STANLEY
BD
CRD#: 149777
ORLANDO, FL
Past
August 18, 2017 - March 20, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
SAN DIEGO, CA
Past
August 18, 2017 - March 20, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
San Diego, CA
Past
August 2, 2017 - March 20, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/23/2025)
RR
Alaska(9/23/2025)
RR
Arizona(1/3/2020)
RR
Arkansas(9/23/2025)
RR
California(8/27/2019)
IAR
California(3/31/2025)
RR
Colorado(9/23/2025)
RR
Connecticut(9/23/2025)
RR
Delaware(9/23/2025)
RR
District of Columbia(9/23/2025)
RR
Florida(3/1/2024)
RR
Georgia(8/27/2019)
RR
Hawaii(12/5/2024)
RR
Idaho(9/23/2025)
RR
Illinois(7/19/2024)
RR
Indiana(9/23/2025)
RR
Iowa(9/23/2025)
RR
Kansas(9/23/2025)
RR
Kentucky(9/23/2025)
RR
Louisiana(9/23/2025)
RR
Maine(9/23/2025)
RR
Maryland(12/2/2024)
RR
Massachusetts(9/23/2025)
RR
Michigan(9/23/2025)
RR
Minnesota(9/23/2025)
RR
Mississippi(9/23/2025)
RR
Missouri(9/23/2025)
RR
Montana(9/23/2025)
RR
Nebraska(9/23/2025)
RR
Nevada(1/4/2022)
RR
New Hampshire(9/23/2025)
RR
New Jersey(9/23/2025)
RR
New Mexico(9/23/2025)
RR
New York(9/23/2025)
RR
North Carolina(9/23/2025)
RR
North Dakota(12/2/2024)
RR
Ohio(9/24/2025)
RR
Oklahoma(9/23/2025)
RR
Oregon(1/4/2022)
RR
Pennsylvania(9/23/2025)
RR
Puerto Rico(9/23/2025)
RR
Rhode Island(9/23/2025)
RR
South Carolina(9/23/2025)
RR
South Dakota(9/23/2025)
RR
Tennessee(9/23/2025)
RR
Texas(1/3/2020)
IAR
Texas(3/31/2025)
RR
Utah(9/23/2025)
RR
Vermont(9/23/2025)
RR
Virginia(9/23/2025)
RR
Washington(8/27/2019)
RR
West Virginia(9/23/2025)
RR
Wisconsin(9/23/2025)
RR
Wyoming(9/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investment ConsultantCRD#: 104555Sacramento, CA 95814TRUST BUT VERIFY
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Contact information
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