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Monica Adriana Mantilla

Monica A. Mantilla

EMPOWER ADVISORY GROUP | Investment Consultant
SAN DIEGO, CA
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CRD#: 6658808
Monica Adriana Mantilla
Monica Adriana MantillaEMPOWER ADVISORY GROUP

Professional summary

Monica Adriana Mantilla, who also goes by Monica Adriana Mantilla, Monica Mantilla, Monica Adriana Mantilla Vergeli, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in San Diego, California and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Monica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Monica has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

I will partner with you to build a strong financial plan and help you develop strategies that are aligned with your most important objectives. I strive to make our meetings a productive use of time and to explain complex concepts in a way that everyone can understand.

Aliases

Monica Adriana Mantilla | Monica Mantilla | Monica Adriana Mantilla Vergeli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-17462|OrgNmn:30 30 Investments|Org Addr:Orlando,Florida,US|OBA Nature:Purchase and rehab real estate|Invst Rel:Y|Title:Secretary|Duties:Track minutes and expenses|StrtDt:11-02-2020|TotHrs/mon:2|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Monica Adriana Mantilla's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

University of Nebraska

Bachelor of Business Administration - Economics

2017

Experience

Current

July 24, 2026 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
SAN DIEGO, CA
Current

July 24, 2026 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

March 31, 2025 - July 6, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SAN DIEGO, CA
Past

September 11, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
ALTAMONTE SPRINGS, FL
Past

August 2, 2019 - July 6, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SAN DIEGO, CA
Past

August 29, 2018 - July 17, 2019

MORGAN STANLEY

RIA
CRD#: 149777
ORLANDO, FL
Past

August 28, 2018 - July 17, 2019

MORGAN STANLEY

BD
CRD#: 149777
ORLANDO, FL
Past

August 18, 2017 - March 20, 2018

TD AMERITRADE, INC.

RIA
CRD#: 7870
SAN DIEGO, CA
Past

August 18, 2017 - March 20, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
San Diego, CA
Past

August 2, 2017 - March 20, 2018

TD AMERITRADE, INC.

BD
CRD#: 7870
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/24/2026)
IAR
California
(7/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/17/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
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Contact information

Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)
EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)
EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)
EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/26/2026
Cover Page
Report
03/28/2025
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ADVISORY GROUP, LLC

Investment ConsultantCRD#: 112058San Diego, CA

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