Stephanie H. Campbell

GUARDIAN WEALTH ADVISORS

JOHNSON CITY, TN 37601

Some features on this profile are disabled

CRD#: 6658692

Professional summary

Stephanie Haynes Campbell, who also goes by Stephanie Lorine Haynes, Stephanie Haynes Shaffer, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Johnson City, Tennessee.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Stephanie has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Lorine Haynes | Stephanie Haynes Shaffer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Various outside insurance companies; not investment related; address various; insurance agent; 12/12/2022; 2 hrs/month; 1 hr during trading; selling life insurance and long-term care insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Haynes Campbell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2021 - Present

GUARDIAN WEALTH ADVISORS, LLC

Office #1: 4104 N. Roan Street Suite B, Johnson City, TN 37601

RIA

CRD#: 305412

JOHNSON CITY, TN

Past

December 3, 2018 - July 1, 2021

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Johnson City, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/20/2022)

IAR

Tennessee
(7/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2018

Uniform Investment Adviser Law Examination

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609

Mailing Address

Phone number

(919) 874-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWA FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,683
AUM (Assets Under Management)	$ 2,051,517,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

David Anderson

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Newburgh, IN

Charles Bales

WHITEWATER WEALTH

IAR

Eugene, OR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephanie H. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Haynes Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUARDIAN WEALTH ADVISORS, LLC

OSAIC ADVISORY SERVICES, LLC

Primary Firm SEC Registration

GUARDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2018

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors