Henry Monaco
Professional summary
Henry Monaco, who also goes by Henry James Monaco, Henry Monaco, Henry J Monaco, is a registered financial professional currently at FUTU CLEARING INC located in Jersey City, New Jersey.
Henry is registered as a RR (Registered Representative) and started their career in finance in 2019. Henry has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Monaco's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2021 - Present
FUTU CLEARING INC
Office #1: 185 Hudson St - 5 Harborside Ste. 2602, Jersey City, NJ 07311May 11, 2020 - October 1, 2021
CLEAR STREET LLC
March 2, 2020 - March 31, 2020
CHIMERA SECURITIES, LLC
September 18, 2019 - January 22, 2020
PURSHE KAPLAN STERLING INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 3/2/2020
Securities Trader ExamSeries 7TO
Date: 9/18/2019
General Securities Representative ExaminationFINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
