Alissa Sykes

PRIDE OF THE WEST FINANCIAL

Cheyenne, WY

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CRD#: 6657225

Professional summary

Alissa Sykes, who also goes by Alissa Ann Hancock, Alissa Ann Sykes, is a registered financial advisor currently at PRIDE OF THE WEST FINANCIAL, LLC located in Cheyenne, Wyoming.

Alissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alissa has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alissa Ann Hancock | Alissa Ann Sykes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alissa Sykes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2024 - Present

PRIDE OF THE WEST FINANCIAL, LLC

RIA

CRD#: 331990

Cheyenne, WY

Past

August 6, 2019 - May 17, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GEORGETOWN, TX

Past

July 30, 2019 - May 17, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GEORGETOWN, TX

Past

January 26, 2017 - June 28, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

AUSTIN, TX

Past

August 31, 2016 - January 9, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wyoming
(9/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/8/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2016

General Securities Representative Examination

Current Firm

PRIDE OF THE WEST FINANCIAL, LLC

CRD#: 331990 / SEC#:

Wyoming

Registered Investment Advisory firm - (9/10/2024 Approved)

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Contact information

Main Address

Cheyenne, WY

Mailing Address

Phone number

(303) 775-1691

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Alissa Sykes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alissa Sykes's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIDE OF THE WEST FINANCIAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SECURITIES AMERICA, INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2019

Series 63

Date: 9/8/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2016

Current Firm

PRIDE OF THE WEST FINANCIAL, LLC

Contact information

Documents

Red Flags

Company Information

PRIDE OF THE WEST FINANCIAL, LLC

TRUST BUT VERIFY

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