Nathan J. Barger

AE WEALTH MANAGEMENT

Fort Wayne, IN 46845

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CRD#: 6656257

Professional summary

Nathan James Barger is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Fort Wayne, Indiana.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Nathan has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RUNESTAD FINANCIAL SERVICES; YES INVESTMENT RELATED; 3925 UNION CHAPEL RD, FORT WAYNE, IN 46845; INSURANCE SALES; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 05/2018; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) R AND C FARMS; NOT INVESTMENT RELATED; ; FARM HAND ; START DATE 04/2009; APPROX 10 HRS/MONTH; APPROX 10 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.) PEACE MONTESSORI SCHOOL; NOT INVESTMENT RELATED; 2315 LONG ROAD, NEW HAVEN, IN 46774; PRIVATE, NONPROFIT SCHOOL; BOARD MEMBER; START DATE: 01/2026; APPROX 1 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; BOARD MEETINGS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan James Barger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2020 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 3925 Union Chapel Rd, Fort Wayne, IN 46845

RIA

CRD#: 282580

Fort Wayne, IN

Past

June 18, 2018 - January 17, 2020

CORECAP ADVISORS

RIA

CRD#: 158819

Decatur, IN

Past

May 30, 2018 - January 17, 2020

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

June 9, 2016 - May 14, 2018

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/15/2020)

IAR

Texas
(11/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 6/25/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 6/18/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 6/9/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

630

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (3/31/2026)

FORM ADV PART 2A (3/31/2026)

Regulatory assets under management

Total Number of Accounts	282,995
AUM (Assets Under Management)	$ 49,837,385,888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan J. Barger

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan James Barger's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORECAP ADVISORS

CORECAP INVESTMENTS, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Passed: 6/25/2018

Series 65

Passed: 6/18/2018

SIE

Passed: 10/1/2018

Series 6

Passed: 6/9/2016

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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