Liza C. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Liza Catherine Brown, who also goes by Liza Brown, Liza Catherine Brown, was a registered financial professional .
Liza is a previously registered financial professional and started their career in finance in 2016. Liza had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2019 - February 22, 2021
POTOMAC FINANCIAL SERVICES, INC.
August 13, 2019 - November 6, 2019
WESTMINSTER FINANCIAL ADVISORY CORP
July 26, 2019 - November 6, 2019
WESTMINSTER FINANCIAL SECURITIES, INC.
July 17, 2018 - May 16, 2019
CITIGROUP GLOBAL MARKETS INC.
July 12, 2016 - December 31, 2017
WESTMINSTER FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POTOMAC FINANCIAL SERVICES, INC.
CRD#: 305765 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 30,029,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
