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Edwin Luis Reyes

CRD# 6655458·Registered 2017 - 2018
Previously Registered: Being a previously registered professional could mean that Edwin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edwin Luis Reyes, who also goes by Edwin Reyes, was a registered financial advisor. Edwin was a previously registered financial professional and started their career in finance 2017 - 2018. Edwin had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edwin Reyes

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

PARKLAND SECURITIES, LLC·CRD# 115368
BD
Waco, TX
January 8, 2018 - May 22, 2018
NYLIFE SECURITIES LLC·CRD# 5167
BD
Waco, TX
February 13, 2017 - January 8, 2018

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Current Firm

PS
PARKLAND SECURITIES, LLC

PARKLAND SECURITIES, LLC | SAMMONS SECURITIES COMPANY, LLC

CRD#: 115368 / SEC#: 8-53482
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103

Mailing Address

300 Parkland Plaza, Ann Arbor, MI 48103

Phone Number

(734) 663-1611

Established

Delaware since 07/26/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
JEROME M. RYDELL GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
BAUER, KRISTEN ANNETRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/20202457506
DUNBAR, THERESA LYNNTRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/20207346975
ELLISON, CARLTRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/20207342594
MCCLELLAN, JOHN ALEXANDERCHIEF RISK AND BUSINESS OFFICER4016479
MYLES, JESSICA ROSEFINOP7201565
PHILLIPS, RICHARD THOMASCHIEF COMPLIANCE OFFICER6041363
PISTOR, RANDOLPH FULVIOCHIEF LEGAL OFFICER5143334
RYDELL, BRANDON DAVIDPRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/20202933397
RYDELL, JEROME MATTHEWTRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/20207346979
RYDELL, JEROME STANLEYCEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED408389
THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020TRUST (OWNER OF ALL VOTING INTERESTS)—

Disclosures

Regulatory Event

11

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2017About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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