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Colin M. Rogers

DIMENSIONAL FUND ADVISORS LP
AUSTIN, TX 78746
Some features on this profile are disabled
CRD#: 6655369
CR
Colin Michael RogersDIMENSIONAL FUND ADVISORS LP

Professional summary

Colin Michael Rogers is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Austin, Texas and DFA SECURITIES LLC located in Austin, Texas.

Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Colin has worked at 9 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Michael Rogers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2026 - Present

DIMENSIONAL FUND ADVISORS LP

Office #1: 6300 Bee Cave Road Building One, Austin, TX 78746
RIA
CRD#: 106482
AUSTIN, TX
Current

June 22, 2026 - Present

DFA SECURITIES LLC

Office #1: Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746
BD
CRD#: 10292
AUSTIN, TX
Past

August 1, 2025 - April 1, 2026

SAGEVIEW ADVISORY GROUP, LLC

RIA
CRD#: 126777
Oakbrook Terrace,, IL
Past

August 30, 2024 - December 10, 2025

CAP STRAT

RIA
CRD#: 150091
OAKBROOK TERRACE, IL
Past

August 12, 2019 - December 31, 2021

CBIZ FINANCIAL SOLUTIONS, INC.

RIA
CRD#: 16678
Chicago, IL
Past

August 12, 2019 - September 7, 2022

CBIZ INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 286002
Chicago, IL
Past

August 13, 2018 - October 31, 2019

GLOBAL RETIREMENT PARTNERS LLC

RIA
CRD#: 172011
Chicago, IL
Past

August 13, 2018 - August 16, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
CHICAGO, IL
Past

September 15, 2016 - August 2, 2018

EDWARD JONES

RIA
CRD#: 250
FOREST PARK, IL
Past

July 21, 2016 - August 2, 2018

EDWARD JONES

BD
CRD#: 250
FOREST PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.

CRD#: 106482 / SEC#: 801-16283

RIA
Registered Investment Advisory firm - (8/26/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/13/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/22/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/8/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DF
DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.

CRD#: 106482 / SEC#: 801-16283

RIA
Registered Investment Advisory firm - (8/26/1981 Approved)
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Contact information

Main Address
6300 Bee Cave Road Building One, Austin, TX 78746
Mailing Address
Phone number
(512) 306-7400
Established
Firm type
Fiscal year end
# of Employees
1,135

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DIMENSIONAL FUND ADVISORS LP FORM ADV PART 2A - ANNUAL AMENDMENT DATED MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,611
AUM (Assets Under Management)$ 835,713,261,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DIMENSIONAL FUND ADVISORS LP

CRD#: 106482Austin, TX 78746

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